Baldwin's rules


Baldwin rules
Baldwin rules for ring closure - 6-endo-tet cyclization.png

Baldwin's rules in organic chemistry are a series of guidelines outlining the relative favorabilities of ring closure reactions in alicyclic compounds. They were first proposed by Jack Baldwin in 1976.[1][2]

Baldwin's rules discuss the relative rates of ring closures of these various types. These terms are not meant to describe the absolute probability that a reaction will or will not take place, rather they are used in a relative sense. A reaction that is disfavoured (slow) does not have a rate that is able to compete effectively with an alternative reaction that is favoured (fast). However, the disfavoured product may be observed, if no alternate reactions are more favoured.

The rules classify ring closures in three ways:

  • the number of atoms in the newly formed ring
  • into exo and endo ring closures, depending whether the bond broken during the ring closure is inside (endo) or outside (exo) the ring that is being formed
  • into tet, trig and dig geometry of the atom being attacked, depending on whether this electrophilic carbon is tetrahedral (sp3 hybridised), trigonal (sp2 hybridised) or diagonal (sp hybridised).

Thus, a ring closure reaction could be classified as, for example, a 5-exo-trig.

Reaction of methyl 4-hydroxy-2-methylenebutanoate according to Baldwin rules

Baldwin discovered that orbital overlap requirements for the formation of bonds favour only certain combinations of ring size and the exo/endo/dig/trig/tet parameters. Interactive 3D models of several of these transition states can be seen here (javascript required).

There are sometimes exceptions to Baldwin's rules. For example, cations often disobey Baldwin's rules, as do reactions in which a third-row atom is included in the ring. An expanded and revised version of the rules is available:[3]

Baldwin dis/favoured ring closures
3 4 5 6 7
type exo end exo end exo end exo end exo end

The rules apply when the nucleophile can attack the bond in question in an ideal angle. These angles are 180° (Walden inversion) for exo-tet reactions, 109° (Bürgi–Dunitz angle) for exo-trig reaction and 120° for endo-dig reactions. Angles for nucleophilic attack on alkynes were reviewed and redefined recently.[4] The "acute angle" of attack postulated by Baldwin was replaced with a trajectory similar to the Bürgi–Dunitz angle.[5]


In one study, seven-membered rings were constructed in a tandem 5-exo-dig addition reaction / Claisen rearrangement:[6]


A 6-endo-dig pattern was observed in an allene - alkyne 1,2-addition / Nazarov cyclization tandem catalysed by a gold compound:[7]


A 5-endo-dig ring closing reaction was part of a synthesis of (+)-Preussin:[8]


Rules for enolatesEdit

Baldwin's rules also apply to aldol cyclizations involving enolates.[9][10] Two new descriptors need to be defined: enolendo and enolexo, which refer to whether both carbons of the enolate C-C fragment are incorporated into the ring formed or not, respectively.


The rules are the following:[11]

Dis/favored ring closures for enolates
enolendo enolexo
type 3 4 5 6 7 3 4 5 6 7


These rules are based on empirical evidence and numerous "exceptions" are known.[12][13][14] Examples include:

  • cyclisations of cations
  • reactions involving third-row atoms, such as sulfur


  1. ^ Jack E. Baldwin (1976). "Rules for Ring Closure". J. Chem. Soc., Chem. Commun. (18): 734–736. doi:10.1039/C39760000734.(Open access)
  2. ^ Baldwin, J. E.; et al. (1977). "Rules for Ring Closure: Ring Formation by Conjugate Addition of Oxygen Nucleophiles". J. Org. Chem. 42 (24): 3846. doi:10.1021/jo00444a011.
  3. ^ The Baldwin Rules: Revised and Extended. Gilmore, K; Mohamed, R. K.; Alabugin, I. V. WIREs: Comput. Mol. Sci. 2016, 6, 487–514. doi:10.1002/wcms.1261
  4. ^ Gilmore, K.; Alabugin,I. V. Cyclizations of Alkynes: Revisiting Baldwin's Rules for Ring Closure. Chem. Rev. 2011. 111, 6513–6556. doi:10.1021/cr200164y
  5. ^ Alabugin, I. Gilmore, K.;Manoharan, M. Rules for Anionic and Radical Ring Closure of Alkynes. J. Am. Chem.Soc. 2011, 133, 12608-12623, doi:10.1021/ja203191f
  6. ^ Li, X.; Kyne, R. E.; Ovaska, T. V. Synthesis of Seven-Membered Carbocyclic Rings via a Microwave-Assisted Tandem Oxyanionic 5-exo dig Cyclization−Claisen Rearrangement Process, J. Org. Chem., 2007, 72, 6624 doi:10.1021/jo0710432
  7. ^ Guan-You Lin, Chun-Yao Yang, and Rai-Shung Liu. Gold-Catalyzed Synthesis of Bicyclo[4.3.0]nonadiene Derivatives via Tandem 6-endo-dig/Nazarov Cyclization of 1,6-Allenynes J. Org. Chem. 2007, 72, 6753-6757 doi:10.1021/jo0707939
  8. ^ Overhand, Mark; Hecht, Sidney M. (1994). "A Concise Synthesis of the Antifungal Agent (+)-Preussin". Journal of Organic Chemistry. 59 (17): 4721–4722. doi:10.1021/jo00096a007.
  9. ^ Baldwin, Jack E.; Kruse, Lawrence I. (1977). "Rules for ring closure. Stereoelectronic control in the endocyclic alkylation of ketone enolates". Journal of the Chemical Society, Chemical Communications (7): 233. doi:10.1039/C39770000233.
  10. ^ Baldwin, J (1982). "Rules for ring closure: application to intramolecular aldol condensations in polyketonic substrates". Tetrahedron. 38 (19): 2939–2947. doi:10.1016/0040-4020(82)85023-0.
  11. ^ M. B. Smith, J. March, March’s Advanced Organic Chemistry: Reactions, Mechanisms, and Structure, 6th ed., Wiley-Interscience, 2007, ISBN 978-0-471-72091-1
  12. ^ J. Clayden, N. Greeves, S. Warren, Organic Chemistry, 2nd ed., OUP Oxford, 2012, ISBN 978-0199270293
  13. ^ J. E. Baldwin, J. Cutting, W. Dupont, L. Kruse, L. Silberman, R. C. Thomas. J. Chem. Soc., Chem. Commun., 1976, 736-738. doi:10.1039/C39760000736
  14. ^ Finding the right path: Baldwin "Rules for Ring Closure" and stereoelectronic control of cyclizations. Alabugin, I. V.; Gilmore, K. Chem. Commun., 2013, 49, 11246 – 11250.