Dialectica interpretation

Summary

In proof theory, the Dialectica interpretation[1] is a proof interpretation of intuitionistic logic (Heyting arithmetic) into a finite type extension of primitive recursive arithmetic, the so-called System T. It was developed by Kurt Gödel to provide a consistency proof of arithmetic. The name of the interpretation comes from the journal Dialectica, where Gödel's paper was published in a 1958 special issue dedicated to Paul Bernays on his 70th birthday.

Motivation edit

Via the Gödel–Gentzen negative translation, the consistency of classical Peano arithmetic had already been reduced to the consistency of intuitionistic Heyting arithmetic. Gödel's motivation for developing the dialectica interpretation was to obtain a relative consistency proof for Heyting arithmetic (and hence for Peano arithmetic).

Intuitionistic logic edit

The interpretation has two components: a formula translation and a proof translation. The formula translation describes how each formula   of Heyting arithmetic is mapped to a quantifier-free formula   of the system T, where   and   are tuples of fresh variables (not appearing free in  ). Intuitively,   is interpreted as  . The proof translation shows how a proof of   has enough information to witness the interpretation of  , i.e. the proof of   can be converted into a closed term   and a proof of   in the system T.

Formula translation edit

The quantifier-free formula   is defined inductively on the logical structure of   as follows, where   is an atomic formula:

 

Proof translation (soundness) edit

The formula interpretation is such that whenever   is provable in Heyting arithmetic then there exists a sequence of closed terms   such that   is provable in the system T. The sequence of terms   and the proof of   are constructed from the given proof of   in Heyting arithmetic. The construction of   is quite straightforward, except for the contraction axiom   which requires the assumption that quantifier-free formulas are decidable.

Characterisation principles edit

It has also been shown that Heyting arithmetic extended with the following principles

is necessary and sufficient for characterising the formulas of HA which are interpretable by the Dialectica interpretation.[citation needed] The choice axiom here is formulated for any 2-ary predicate in the premise and an existence claim with a variable of function type in its conclusion.

Extensions edit

The basic dialectica interpretation of intuitionistic logic has been extended to various stronger systems. Intuitively, the dialectica interpretation can be applied to a stronger system, as long as the dialectica interpretation of the extra principle can be witnessed by terms in the system T (or an extension of system T).

Induction edit

Given Gödel's incompleteness theorem (which implies that the consistency of PA cannot be proven by finitistic means) it is reasonable to expect that system T must contain non-finitistic constructions. Indeed, this is the case. The non-finitistic constructions show up in the interpretation of mathematical induction. To give a Dialectica interpretation of induction, Gödel makes use of what is nowadays called Gödel's primitive recursive functionals, which are higher-order functions with primitive recursive descriptions.

Classical logic edit

Formulas and proofs in classical arithmetic can also be given a Dialectica interpretation via an initial embedding into Heyting arithmetic followed by the Dialectica interpretation of Heyting arithmetic. Shoenfield, in his book, combines the negative translation and the Dialectica interpretation into a single interpretation of classical arithmetic.

Comprehension edit

In 1962 Spector[2] extended Gödel's Dialectica interpretation of arithmetic to full mathematical analysis, by showing how the schema of countable choice can be given a Dialectica interpretation by extending system T with bar recursion.

Linear logic edit

The Dialectica interpretation has been used to build a model of Girard's refinement of intuitionistic logic known as linear logic, via the so-called Dialectica spaces.[3] Since linear logic is a refinement of intuitionistic logic, the dialectica interpretation of linear logic can also be viewed as a refinement of the dialectica interpretation of intuitionistic logic.

Although the linear interpretation in Shirahata's work[4] validates the weakening rule (it is actually an interpretation of affine logic), de Paiva's dialectica spaces interpretation does not validate weakening for arbitrary formulas.

Variants edit

Several variants of the Dialectica interpretation have been proposed since, most notably the Diller-Nahm variant (to avoid the contraction problem) and Kohlenbach's monotone and Ferreira-Oliva bounded interpretations (to interpret weak Kőnig's lemma). Comprehensive treatments of the interpretation can be found at,[5][6] and.[7]

References edit

  1. ^ Kurt Gödel (1958). Über eine bisher noch nicht benützte Erweiterung des finiten Standpunktes. Dialectica. pp. 280–287.
  2. ^ Clifford Spector (1962). Provably recursive functionals of analysis: a consistency proof of analysis by an extension of principles in current intuitionistic mathematics. Recursive Function Theory: Proc. Symposia in Pure Mathematics. pp. 1–27.
  3. ^ Valeria de Paiva (1991). The Dialectica Categories (PDF). University of Cambridge, Computer Laboratory, PhD Thesis, Technical Report 213.
  4. ^ Masaru Shirahata (2006). The Dialectica interpretation of first-order classical affine logic. Theory and Applications of Categories, Vol. 17, No. 4. pp. 49–79.
  5. ^ Jeremy Avigad and Solomon Feferman (1999). Gödel's functional ("Dialectica") interpretation (PDF). in S. Buss ed., The Handbook of Proof Theory, North-Holland. pp. 337–405.
  6. ^ Ulrich Kohlenbach (2008). Applied Proof Theory: Proof Interpretations and Their Use in Mathematics. Springer Verlag, Berlin. pp. 1–536.
  7. ^ Anne S. Troelstra (with C.A. Smoryński, J.I. Zucker, W.A.Howard) (1973). Metamathematical Investigation of Intuitionistic Arithmetic and Analysis. Springer Verlag, Berlin. pp. 1–323.{{cite book}}: CS1 maint: multiple names: authors list (link)