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Fine-structure constant

## Summary

In physics, the fine-structure constant, also known as Sommerfeld's constant, commonly denoted by α (the Greek letter alpha), is a fundamental physical constant which quantifies the strength of the electromagnetic interaction between elementary charged particles. It is a dimensionless quantity related to the elementary charge e, which denotes the strength of the coupling of an elementary charged particle with the electromagnetic field, by the formula 4πε0ħcα = e2. As a dimensionless quantity, its numerical value, approximately 1/137, is independent of the system of units used.

While there are multiple physical interpretations for α, it received its name from Arnold Sommerfeld, who introduced it in 1916,[1] when extending the Bohr model of the atom. α quantifies the gap in the fine structure of the spectral lines of the hydrogen atom, which had been measured precisely by Michelson and Morley in 1887.[2]

## Definition

Some equivalent definitions of α in terms of other fundamental physical constants are:

${\displaystyle \alpha ={\frac {1}{4\pi \varepsilon _{0}}}{\frac {e^{2}}{\hbar c}}={\frac {\mu _{0}}{4\pi }}{\frac {e^{2}c}{\hbar }}={\frac {k_{\text{e}}e^{2}}{\hbar c}}={\frac {e^{2}}{2\varepsilon _{0}ch}}={\frac {c\mu _{0}}{2R_{\text{K}}}}={\frac {e^{2}Z_{0}}{2h}}={\frac {e^{2}Z_{0}}{4\pi \hbar }}}$

where:

When the other constants (c, h and e) have defined values, the definition reflects the relationship between α and the permeability of free space µ0, which equals µ0 = 2/ce2. In the 2019 redefinition of SI base units, 4π × 1.00000000054(15)×10−7 H⋅m−1 is the value for µ0 based upon an average of all then-existing measurements of the fine structure constant.[3][4][5][6]

### In non-SI units

In electrostatic cgs units, the unit of electric charge, the statcoulomb, is defined so that the Coulomb constant, ke, or the permittivity factor, ε0, is 1 and dimensionless. Then the expression of the fine-structure constant, as commonly found in older physics literature, becomes

${\displaystyle \alpha ={\frac {e^{2}}{\hbar c}}.}$

In natural units, commonly used in high energy physics, where ε0 = c = ħ = 1, the value of the fine-structure constant is[7]

${\displaystyle \alpha ={\frac {e^{2}}{4\pi }}.}$

As such, the fine-structure constant is just another, albeit dimensionless, quantity determining (or determined by) the elementary charge: e = 4πα0.30282212 in terms of such a natural unit of charge.

In Hartree atomic units (e = me = ħ = 1 and ε0 = 1/), the fine structure constant is

${\displaystyle \alpha ={\frac {1}{c}}.}$

## Measurement

Eighth-order Feynman diagrams on electron self-interaction. The arrowed horizontal line represents the electron, the wavy lines are virtual photons, and the circles are virtual electronpositron pairs.

The 2018 CODATA recommended value of α is[6]

α = e2/4πε0ħc = 0.0072973525693(11).

This has a relative standard uncertainty of 0.15 parts per billion.[6]

This value for α gives µ0 = 4π × 1.00000000054(15)×10−7 H⋅m−1, 3.6 standard deviations away from its old defined value, but with the mean differing from the old value by only 0.54 parts per billion.

For reasons of convenience, historically the value of the reciprocal of the fine-structure constant is often specified. The 2018 CODATA recommended value is given by[8]

α−1 = 137.035999084(21).

While the value of α can be estimated from the values of the constants appearing in any of its definitions, the theory of quantum electrodynamics (QED) provides a way to measure α directly using the quantum Hall effect or the anomalous magnetic moment of the electron. Other methods include the AC Josephson effect and photon recoil in atom interferometry.[9] There is general agreement for the value of α, as measured by these different methods. The preferred methods in 2019 are measurements of electron anomalous magnetic moments and of photon recoil in atom interferometry.[9] The theory of QED predicts a relationship between the dimensionless magnetic moment of the electron and the fine-structure constant α (the magnetic moment of the electron is also referred to as "Landé g-factor" and symbolized as g). The most precise value of α obtained experimentally (as of 2012) is based on a measurement of g using a one-electron so-called "quantum cyclotron" apparatus, together with a calculation via the theory of QED that involved 12672 tenth-order Feynman diagrams:[10]

α−1 = 137.035999174(35).

This measurement of α has a relative standard uncertainty of 2.5×10−10. This value and uncertainty are about the same as the latest experimental results.[11] Further refinement of this work were published by the end of 2020, giving the value

α−1 = 137.035999206(11).

with a relative accuracy of 81 parts per trillion.[12]

## Physical interpretations

The fine-structure constant, α, has several physical interpretations. α is:

• The ratio of two energies: (i) the energy needed to overcome the electrostatic repulsion between two electrons a distance of d apart, and (ii) the energy of a single photon of wavelength λ = 2πd (or of angular wavelength d; see Planck relation):
${\displaystyle \alpha =\left.{\frac {e^{2}}{4\pi \varepsilon _{0}d}}\right/{\frac {hc}{\lambda }}={\frac {e^{2}}{4\pi \varepsilon _{0}d}}\times {\frac {2\pi d}{hc}}={\frac {e^{2}}{4\pi \varepsilon _{0}d}}\times {\frac {d}{\hbar c}}={\frac {e^{2}}{4\pi \varepsilon _{0}\hbar c}}.}$
• The ratio of the velocity of the electron in the first circular orbit of the Bohr model of the atom, which is 1/4πε0 e2/ħ, to the speed of light in vacuum, c.[13] This is Sommerfeld's original physical interpretation. Then the square of α is the ratio between the Hartree energy (27.2 eV = twice the Rydberg energy = approximately twice its ionization energy) and the electron rest energy (511 keV).
• ${\displaystyle \alpha ^{2}}$ is the ratio of the potential energy of the electron in the first circular orbit of the Bohr model of the atom and the energy ${\displaystyle m_{e}c^{2}}$ equivalent to the mass of an electron. Using the Virial theorem in the Bohr model of the atom ${\displaystyle U_{el}=2U_{kin}}$ which means that
${\displaystyle U_{el}=m_{e}v_{e}^{2}=m_{e}(\alpha c)^{2}=\alpha ^{2}(m_{e}c^{2}).}$
Essentially this ratio follows from the electron's velocity being ${\displaystyle v_{e}=\alpha c}$.
• The two ratios of three characteristic lengths: the classical electron radius re, the Compton wavelength of the electron λe, and the Bohr radius a0:
${\displaystyle r_{\text{e}}={\frac {\alpha \lambda _{\text{e}}}{2\pi }}=\alpha ^{2}a_{0}}$
• In quantum electrodynamics, α is directly related to the coupling constant determining the strength of the interaction between electrons and photons.[14] The theory does not predict its value. Therefore, α must be determined experimentally. In fact, α is one of the empirical parameters in the Standard Model of particle physics, whose value is not determined within the Standard Model.
• In the electroweak theory unifying the weak interaction with electromagnetism, α is absorbed into two other coupling constants associated with the electroweak gauge fields. In this theory, the electromagnetic interaction is treated as a mixture of interactions associated with the electroweak fields. The strength of the electromagnetic interaction varies with the strength of the energy field.
• In the fields of electrical engineering and solid-state physics, the fine-structure constant is one fourth the product of the characteristic impedance of free space, Z0 = μ0c, and the conductance quantum, G0 = 2e2/h:
${\displaystyle \alpha ={\tfrac {1}{4}}Z_{0}G_{0}.}$
The optical conductivity of graphene for visible frequencies is theoretically given by πG0/4, and as a result its light absorption and transmission properties can be expressed in terms of the fine structure constant alone.[15] The absorption value for normal-incident light on graphene in vacuum would then be given by πα/(1 + πα/2)2 or 2.24%, and the transmission by 1/(1 + πα/2)2 or 97.75% (experimentally observed to be between 97.6% and 97.8%). The reflection would then be given by π2α2/4/(1 + πα/2)2.
• The fine-structure constant gives the maximum positive charge of an atomic nucleus that will allow a stable electron-orbit around it within the Bohr model (element feynmanium).[16] For an electron orbiting an atomic nucleus with atomic number Z, mv2/r = 1/4πε0 Ze2/r2. The Heisenberg uncertainty principle momentum/position uncertainty relationship of such an electron is just mvr = ħ. The relativistic limiting value for v is c, and so the limiting value for Z is the reciprocal of the fine-structure constant, 137.[17]
• The magnetic moment of the electron indicates that the charge is circulating at a radius rQ with the velocity of light.[18] It generates the radiation energy mec2 and has an angular momentum L = 1 ħ = rQmec. The field energy of the stationary Coulomb field is mec2 = e2/ε0re and defines the classical electron radius re. These values inserted into the definition of alpha yields α = re/rQ. It compares the dynamic structure of the electron with the classical static assumption.
• Alpha is related to the probability that an electron will emit or absorb a photon.[19]
• Given two hypothetical point particles each of Planck mass and elementary charge, separated by any distance, α is the ratio of their electrostatic repulsive force to their gravitational attractive force.
• The square of the ratio of the elementary charge to the Planck charge
${\displaystyle \alpha =\left({\frac {e}{q_{\text{P}}}}\right)^{2}.}$

When perturbation theory is applied to quantum electrodynamics, the resulting perturbative expansions for physical results are expressed as sets of power series in α. Because α is much less than one, higher powers of α are soon unimportant, making the perturbation theory practical in this case. On the other hand, the large value of the corresponding factors in quantum chromodynamics makes calculations involving the strong nuclear force extremely difficult.

## Variation with energy scale

In quantum electrodynamics, the more thorough quantum field theory underlying the electromagnetic coupling, the renormalization group dictates how the strength of the electromagnetic interaction grows logarithmically as the relevant energy scale increases. The value of the fine-structure constant α is linked to the observed value of this coupling associated with the energy scale of the electron mass: the electron is a lower bound for this energy scale, because it (and the positron) is the lightest charged object whose quantum loops can contribute to the running. Therefore, 1/137.036 is the asymptotic value of the fine-structure constant at zero energy. At higher energies, such as the scale of the Z boson, about 90 GeV, one instead measures an effective α ≈ 1/127.[20]

As the energy scale increases, the strength of the electromagnetic interaction in the Standard Model approaches that of the other two fundamental interactions, a feature important for grand unification theories. If quantum electrodynamics were an exact theory, the fine-structure constant would actually diverge at an energy known as the Landau pole—this fact undermines the consistency of quantum electrodynamics beyond perturbative expansions.

## History

Based on the precise measurement of the hydrogen atom spectrum by Michelson and Morley in 1887,[21] Arnold Sommerfeld extended the Bohr model to include elliptical orbits and relativistic dependence of mass on velocity. He introduced a term for the fine-structure constant in 1916.[22] The first physical interpretation of the fine-structure constant α was as the ratio of the velocity of the electron in the first circular orbit of the relativistic Bohr atom to the speed of light in the vacuum.[23] Equivalently, it was the quotient between the minimum angular momentum allowed by relativity for a closed orbit, and the minimum angular momentum allowed for it by quantum mechanics. It appears naturally in Sommerfeld's analysis, and determines the size of the splitting or fine-structure of the hydrogenic spectral lines. This constant was not seen as significant until Paul Dirac's linear relativistic wave equation in 1928, which gave the exact fine structure formula.[24]: 407

With the development of quantum electrodynamics (QED) the significance of α has broadened from a spectroscopic phenomenon to a general coupling constant for the electromagnetic field, determining the strength of the interaction between electrons and photons. The term α/ is engraved on the tombstone of one of the pioneers of QED, Julian Schwinger, referring to his calculation of the anomalous magnetic dipole moment.

### History of measurements

Successive fine structure constant values[25]
Date α 1/α Sources
1969 Jul 0.007297351(11) 137.03602(21) CODATA 1969
1973 0.0072973461(81) 137.03612(15) CODATA 1973
1987 Jan 0.00729735308(33) 137.0359895(61) CODATA 1986
1998 0.007297352582(27) 137.03599883(51) Kinoshita
2000 Apr 0.007297352533(27) 137.03599976(50) CODATA 1998
2002 0.007297352568(24) 137.03599911(46) CODATA 2002
2007 Jul 0.0072973525700(52) 137.035999070(98) Gabrielse 2007
2008 Jun 2 0.0072973525376(50) 137.035999679(94) CODATA 2006
2008 Jul 0.0072973525692(27) 137.035999084(51) Gabrielse 2008, Hanneke 2008
2010 Dec 0.0072973525717(48) 137.035999037(91) Bouchendira 2010
2011 Jun 0.0072973525698(24) 137.035999074(44) CODATA 2010
2015 Jun 25 0.0072973525664(17) 137.035999139(31) CODATA 2014
2017 Jul 10 0.0072973525657(18) 137.035999150(33) Aoyama et al. 2017[26]
2018 Dec 12 0.0072973525713(14) 137.035999046(27) Parker et al. 2018[4]
2019 May 20 0.0072973525693(11) 137.035999084(21) CODATA 2018
2020 Dec 2 0.0072973525628(6) 137.035999206(11) Morel et al. 2020[27]

The CODATA values in the above table are computed by averaging other measurements; they are not independent experiments.

## Potential time-variation

Physicists have pondered whether the fine-structure constant is in fact constant, or whether its value differs by location and over time. A varying α has been proposed as a way of solving problems in cosmology and astrophysics.[28][29][30][31] String theory and other proposals for going beyond the Standard Model of particle physics have led to theoretical interest in whether the accepted physical constants (not just α) actually vary.

In the experiments below, Δα represents the change in α over time, which can be computed by αprevαnow. If the fine-structure constant really is a constant, then any experiment should show that

${\displaystyle {\frac {\Delta \alpha }{\alpha }}\ {\stackrel {\mathrm {def} }{=}}\ {\frac {\alpha _{\mathrm {prev} }-\alpha _{\mathrm {now} }}{\alpha _{\mathrm {now} }}}=0,}$

or as close to zero as experiment can measure. Any value far away from zero would indicate that α does change over time. So far, most experimental data is consistent with α being constant.

### Past rate of change

The first experimenters to test whether the fine-structure constant might actually vary examined the spectral lines of distant astronomical objects and the products of radioactive decay in the Oklo natural nuclear fission reactor. Their findings were consistent with no variation in the fine-structure constant between these two vastly separated locations and times.[32][33][34][35][36][37]

Improved technology at the dawn of the 21st century made it possible to probe the value of α at much larger distances and to a much greater accuracy. In 1999, a team led by John K. Webb of the University of New South Wales claimed the first detection of a variation in α.[38][39][40][41] Using the Keck telescopes and a data set of 128 quasars at redshifts 0.5 < z < 3, Webb et al. found that their spectra were consistent with a slight increase in α over the last 10–12 billion years. Specifically, they found that

${\displaystyle {\frac {\Delta \alpha }{\alpha }}\ {\stackrel {\mathrm {def} }{=}}\ {\frac {\alpha _{\mathrm {prev} }-\alpha _{\mathrm {now} }}{\alpha _{\mathrm {now} }}}=\left(-5.7\pm 1.0\right)\times 10^{-6}.}$

In other words, they measured the value to be somewhere between −0.0000047 and −0.0000067. This is a very small value, but the error bars do not actually include zero. This result either indicates that α is not constant or that there is experimental error unaccounted for.

In 2004, a smaller study of 23 absorption systems by Chand et al., using the Very Large Telescope, found no measurable variation:[42][43]

${\displaystyle {\frac {\Delta \alpha }{\alpha _{\mathrm {em} }}}=\left(-0.6\pm 0.6\right)\times 10^{-6}.}$

However, in 2007 simple flaws were identified in the analysis method of Chand et al., discrediting those results.[44][45]

King et al. have used Markov chain Monte Carlo methods to investigate the algorithm used by the UNSW group to determine Δα/α from the quasar spectra, and have found that the algorithm appears to produce correct uncertainties and maximum likelihood estimates for Δα/α for particular models.[46] This suggests that the statistical uncertainties and best estimate for Δα/α stated by Webb et al. and Murphy et al. are robust.

Lamoreaux and Torgerson analyzed data from the Oklo natural nuclear fission reactor in 2004, and concluded that α has changed in the past 2 billion years by 45 parts per billion. They claimed that this finding was "probably accurate to within 20%". Accuracy is dependent on estimates of impurities and temperature in the natural reactor. These conclusions have to be verified.[47][48][49][50]

In 2007, Khatri and Wandelt of the University of Illinois at Urbana-Champaign realized that the 21 cm hyperfine transition in neutral hydrogen of the early universe leaves a unique absorption line imprint in the cosmic microwave background radiation.[51] They proposed using this effect to measure the value of α during the epoch before the formation of the first stars. In principle, this technique provides enough information to measure a variation of 1 part in 109 (4 orders of magnitude better than the current quasar constraints). However, the constraint which can be placed on α is strongly dependent upon effective integration time, going as t12. The European LOFAR radio telescope would only be able to constrain Δα/α to about 0.3%.[51] The collecting area required to constrain Δα/α to the current level of quasar constraints is on the order of 100 square kilometers, which is economically impracticable at the present time.

### Present rate of change

In 2008, Rosenband et al.[52] used the frequency ratio of Al+ and Hg+ in single-ion optical atomic clocks to place a very stringent constraint on the present-time temporal variation of α, namely α̇/α = (−1.6±2.3)×10−17 per year. Note that any present day null constraint on the time variation of alpha does not necessarily rule out time variation in the past. Indeed, some theories[53] that predict a variable fine-structure constant also predict that the value of the fine-structure constant should become practically fixed in its value once the universe enters its current dark energy-dominated epoch.

### Spatial variation – Australian dipole

In September 2010, researchers from Australia said they had identified a dipole-like structure in the variation of the fine-structure constant across the observable universe. They used data on quasars obtained by the Very Large Telescope, combined with the previous data obtained by Webb at the Keck telescopes. The fine-structure constant appears to have been larger by one part in 100,000 in the direction of the southern hemisphere constellation Ara, 10 billion years ago. Similarly, the constant appeared to have been smaller by a similar fraction in the northern direction, 10 billion years ago.[54][55][56]

In September and October 2010, after Webb's released research, physicists Chad Orzel and Sean M. Carroll suggested various approaches of how Webb's observations may be wrong. Orzel argues[57] that the study may contain wrong data due to subtle differences in the two telescopes, in which one of the telescopes the data set was slightly high and on the other slightly low, so that they cancel each other out when they overlapped. He finds it suspicious that the sources showing the greatest changes are all observed by one telescope, with the region observed by both telescopes aligning so well with the sources where no effect is observed. Carroll suggested[58] a totally different approach; he looks at the fine-structure constant as a scalar field and claims that if the telescopes are correct and the fine-structure constant varies smoothly over the universe, then the scalar field must have a very small mass. However, previous research has shown that the mass is not likely to be extremely small. Both of these scientists' early criticisms point to the fact that different techniques are needed to confirm or contradict the results, as Webb, et al., also concluded in their study.

In October 2011, Webb et al. reported[55] a variation in α dependent on both redshift and spatial direction. They report "the combined data set fits a spatial dipole" with an increase in α with redshift in one direction and a decrease in the other. "Independent VLT and Keck samples give consistent dipole directions and amplitudes...."[clarification needed]

In 2020, the team verified their previous results, finding a dipole structure in the strength of the electromagnetic force using the most distant quasar measurements. Observations of the quasar of the universe at only 0.8 billion years old with AI analysis method employed on the Very Large Telescope (VLT) found a spatial variation preferred over a no-variation model at the ${\displaystyle 3.9\sigma }$ level.[59]

## Anthropic explanation

The anthropic principle is a controversial argument of why the fine-structure constant has the value it does: stable matter, and therefore life and intelligent beings, could not exist if its value were very different. For instance, were α to change by 4%, stellar fusion would not produce carbon, so that carbon-based life would be impossible. If α were greater than 0.1, stellar fusion would be impossible, and no place in the universe would be warm enough for life as we know it.[60]

## Numerological explanations and multiverse theory

As a dimensionless constant which does not seem to be directly related to any mathematical constant, the fine-structure constant has long fascinated physicists.

Arthur Eddington argued that the value could be "obtained by pure deduction" and he related it to the Eddington number, his estimate of the number of protons in the universe.[61] This led him in 1929 to conjecture that the reciprocal of the fine-structure constant was not approximately but precisely the integer 137.[62] By the 1940s experimental values for 1/α deviated sufficiently from 137 to refute Eddington's arguments.[24]

The fine-structure constant so intrigued physicist Wolfgang Pauli that he collaborated with psychoanalyst Carl Jung in a quest to understand its significance.[63] Similarly, Max Born believed that if the value of α differed, the universe would degenerate, and thus that α = 1/137 is a law of nature.[64]

Richard Feynman, one of the originators and early developers of the theory of quantum electrodynamics (QED), referred to the fine-structure constant in these terms:

There is a most profound and beautiful question associated with the observed coupling constant, e – the amplitude for a real electron to emit or absorb a real photon. It is a simple number that has been experimentally determined to be close to 0.08542455. (My physicist friends won't recognize this number, because they like to remember it as the inverse of its square: about 137.03597 with an uncertainty of about 2 in the last decimal place. It has been a mystery ever since it was discovered more than fifty years ago, and all good theoretical physicists put this number up on their wall and worry about it.)

Immediately you would like to know where this number for a coupling comes from: is it related to pi or perhaps to the base of natural logarithms? Nobody knows. It's one of the greatest damn mysteries of physics: a magic number that comes to us with no understanding by humans. You might say the "hand of God" wrote that number, and "we don't know how He pushed His pencil." We know what kind of a dance to do experimentally to measure this number very accurately, but we don't know what kind of dance to do on the computer to make this number come out – without putting it in secretly!

— Richard P. Feynman (1985). QED: The Strange Theory of Light and Matter. Princeton University Press. p. 129. ISBN 978-0-691-08388-9.

Conversely, statistician I. J. Good argued that a numerological explanation would only be acceptable if it could be based on a good theory that is not yet known but "exists" in the sense of a Platonic Ideal.[65]

Attempts to find a mathematical basis for this dimensionless constant have continued up to the present time. However, no numerological explanation has ever been accepted by the physics community.

A theoretical derivation of the fine structure constant, based on unification in a pre-spacetime, pre-quantum theory in eight octonionic dimensions, has recently been given by Singh.[66] This article derives the following expression

${\displaystyle \alpha ={\frac {9}{1024}}\;\exp \left[\left(1/3-{\sqrt {3/8}}\right)\times 2/3\right]\approx 0.00729713={\frac {1}{137.04006}}}$

which agrees with the measured value to 2 parts in ten million. The match is claimed to be exact if a so-called Karolyhazy correction is accounted for, and a specific energy scale for the electro-weak symmetry breaking scale is assumed.

In the early 21st century, multiple physicists, including Stephen Hawking in his book A Brief History of Time, began exploring the idea of a multiverse, and the fine-structure constant was one of several universal constants that suggested the idea of a fine-tuned universe.[67]

## Quotes

The mystery about α is actually a double mystery. The first mystery – the origin of its numerical value α ≈ 1/137 – has been recognized and discussed for decades. The second mystery – the range of its domain – is generally unrecognized.

— M. H. MacGregor (2007). The Power of Alpha. World Scientific. p. 69. ISBN 978-981-256-961-5.

When I die my first question to the Devil will be: What is the meaning of the fine structure constant?

— Wolfgang Pauli[full citation needed]

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