Polar topology

Summary

In functional analysis and related areas of mathematics a polar topology, topology of -convergence or topology of uniform convergence on the sets of is a method to define locally convex topologies on the vector spaces of a pairing.

Preliminaries edit

A pairing is a triple   consisting of two vector spaces over a field   (either the real numbers or complex numbers) and a bilinear map   A dual pair or dual system is a pairing   satisfying the following two separation axioms:

  1.   separates/distinguishes points of  : for all non-zero   there exists   such that   and
  2.   separates/distinguishes points of  : for all non-zero   there exists   such that  

Polars edit

The polar or absolute polar of a subset   is the set[1]

 

Dually, the polar or absolute polar of a subset   is denoted by   and defined by

 

In this case, the absolute polar of a subset   is also called the prepolar of   and may be denoted by  

The polar is a convex balanced set containing the origin.[2]

If   then the bipolar of   denoted by   is defined by   Similarly, if   then the bipolar of   is defined to be  

Weak topologies edit

Suppose that   is a pairing of vector spaces over  

Notation: For all   let   denote the linear functional on   defined by   and let  
Similarly, for all   let   be defined by   and let  

The weak topology on   induced by   (and  ) is the weakest TVS topology on   denoted by   or simply   making all maps   continuous, as   ranges over  [3] Similarly, there are the dual definition of the weak topology on   induced by   (and  ), which is denoted by   or simply  : it is the weakest TVS topology on   making all maps   continuous, as   ranges over  [3]

Weak boundedness and absorbing polars edit

It is because of the following theorem that it is almost always assumed that the family   consists of  -bounded subsets of  [3]

Theorem — For any subset   the following are equivalent:

  1.   is an absorbing subset of  
    • If this condition is not satisfied then   can not possibly be a neighborhood of the origin in any TVS topology on  ;
  2.   is a  -bounded set; said differently,   is a bounded subset of  ;
  3. for all     where this supremum may also be denoted by  

The  -bounded subsets of   have an analogous characterization.

Dual definitions and results edit

Every pairing   can be associated with a corresponding pairing   where by definition  [3]

There is a repeating theme in duality theory, which is that any definition for a pairing   has a corresponding dual definition for the pairing  

Convention and Definition: Given any definition for a pairing   one obtains a dual definition by applying it to the pairing   If the definition depends on the order of   and   (e.g. the definition of "the weak topology   defined on   by  ") then by switching the order of   and   it is meant that this definition should be applied to   (e.g. this gives us the definition of "the weak topology   defined on   by  ").

For instance, after defining "  distinguishes points of  " (resp, "  is a total subset of  ") as above, then the dual definition of "  distinguishes points of  " (resp, "  is a total subset of  ") is immediately obtained. For instance, once   is defined then it should be automatically assume that   has been defined without mentioning the analogous definition. The same applies to many theorems.

Convention: Adhering to common practice, unless clarity is needed, whenever a definition (or result) is given for a pairing   then mention the corresponding dual definition (or result) will be omitted but it may nevertheless be used.

In particular, although this article will only define the general notion of polar topologies on   with   being a collection of  -bounded subsets of   this article will nevertheless use the dual definition for polar topologies on   with   being a collection of  -bounded subsets of  

Identification of   with  

Although it is technically incorrect and an abuse of notation, the following convention is nearly ubiquitous:

Convention: This article will use the common practice of treating a pairing   interchangeably with   and also denoting   by  

Polar topologies edit

Throughout,   is a pairing of vector spaces over the field   and   is a non-empty collection of  -bounded subsets of  

For every   and     is convex and balanced and because   is a  -bounded, the set   is absorbing in  

The polar topology on   determined (or generated) by   (and  ), also called the  -topology on   or the topology of uniform convergence on the sets of   is the unique topological vector space (TVS) topology on   for which

 

forms a neighbourhood subbasis at the origin.[3] When   is endowed with this  -topology then it is denoted by  

If   is a sequence of positive numbers converging to   then the defining neighborhood subbasis at   may be replaced with

 

without changing the resulting topology.

When   is a directed set with respect to subset inclusion (i.e. if for all   there exists some   such that  ) then the defining neighborhood subbasis at the origin actually forms a neighborhood basis at  [3]

Seminorms defining the polar topology

Every   determines a seminorm   defined by

 

where   and  is in fact the Minkowski functional of   Because of this, the  -topology on   is always a locally convex topology.[3]

Modifying  

If every positive scalar multiple of a set in   is contained in some set belonging to   then the defining neighborhood subbasis at the origin can be replaced with

 

without changing the resulting topology.

The following theorem gives ways in which   can be modified without changing the resulting  -topology on  

Theorem[3] — Let   is a pairing of vector spaces over   and let   be a non-empty collection of  -bounded subsets of   The  -topology on   is not altered if   is replaced by any of the following collections of [ -bounded] subsets of  :

  1. all subsets of all finite unions of sets in  ;
  2. all scalar multiples of all sets in  ;
  3. the balanced hull of every set in  ;
  4. the convex hull of every set in  ;
  5. the  -closure of every set in  ;
  6. the  -closure of the convex balanced hull of every set in  

It is because of this theorem that many authors often require that   also satisfy the following additional conditions:

  • The union of any two sets   is contained in some set  ;
  • All scalar multiples of every   belongs to  

Some authors[4] further assume that every   belongs to some set   because this assumption suffices to ensure that the  -topology is Hausdorff.

Convergence of nets and filters

If   is a net in   then   in the  -topology on   if and only if for every     or in words, if and only if for every   the net of linear functionals   on   converges uniformly to   on  ; here, for each   the linear functional   is defined by  

If   then   in the  -topology on   if and only if for all    

A filter   on   converges to an element   in the  -topology on   if   converges uniformly to   on each  

Properties edit

The results in the article Topologies on spaces of linear maps can be applied to polar topologies.

Throughout,   is a pairing of vector spaces over the field   and   is a non-empty collection of  -bounded subsets of  

Hausdorffness
We say that   covers   if every point in   belong to some set in  
We say that   is total in  [5] if the linear span of   is dense in  

Theorem — Let   be a pairing of vector spaces over the field   and   be a non-empty collection of  -bounded subsets of   Then,

  1. If   covers   then the  -topology on   is Hausdorff.[3]
  2. If   distinguishes points of   and if   is a  -dense subset of   then the  -topology on   is Hausdorff.[2]
  3. If   is a dual system (rather than merely a pairing) then the  -topology on   is Hausdorff if and only if span of   is dense in  [3]
Proof

Proof of (2): If   then we're done, so assume otherwise. Since the  -topology on   is a TVS topology, it suffices to show that the set   is closed in   Let   be non-zero, let   be defined by   for all   and let  

Since   distinguishes points of   there exists some (non-zero)   such that   where (since   is surjective) it can be assumed without loss of generality that   The set   is a  -open subset of   that is not empty (since it contains  ). Since   is a  -dense subset of   there exists some   and some   such that   Since     so that   where   is a subbasic closed neighborhood of the origin in the  -topology on  

Examples of polar topologies induced by a pairing edit

Throughout,   will be a pairing of vector spaces over the field   and   will be a non-empty collection of  -bounded subsets of  

The following table will omit mention of   The topologies are listed in an order that roughly corresponds with coarser topologies first and the finer topologies last; note that some of these topologies may be out of order e.g.   and the topology below it (i.e. the topology generated by  -complete and bounded disks) or if   is not Hausdorff. If more than one collection of subsets appears the same row in the left-most column then that means that the same polar topology is generated by these collections.

Notation: If   denotes a polar topology on   then   endowed with this topology will be denoted by     or simply   For example, if   then   so that     and   all denote   with endowed with  
 
("topology of uniform convergence on ...")
Notation Name ("topology of...") Alternative name
finite subsets of  
(or  -closed disked hulls of finite subsets of  )
 
 
pointwise/simple convergence weak/weak* topology
 -compact disks   Mackey topology
 -compact convex subsets   compact convex convergence
 -compact subsets
(or balanced  -compact subsets)
  compact convergence
 -complete and bounded disks convex balanced complete bounded convergence
 -precompact/totally bounded subsets
(or balanced  -precompact subsets)
precompact convergence
 -infracomplete and bounded disks convex balanced infracomplete bounded convergence
 -bounded subsets  
 
bounded convergence strong topology
Strongest polar topology

Weak topology σ(Y, X) edit

For any   a basic  -neighborhood of   in   is a set of the form:

 

for some real   and some finite set of points   in  [3]

The continuous dual space of   is   where more precisely, this means that a linear functional   on   belongs to this continuous dual space if and only if there exists some   such that   for all  [3] The weak topology is the coarsest TVS topology on   for which this is true.

In general, the convex balanced hull of a  -compact subset of   need not be  -compact.[3]

If   and   are vector spaces over the complex numbers (which implies that   is complex valued) then let   and   denote these spaces when they are considered as vector spaces over the real numbers   Let   denote the real part of   and observe that   is a pairing. The weak topology   on   is identical to the weak topology   This ultimately stems from the fact that for any complex-valued linear functional   on   with real part   then

       for all  

Mackey topology τ(Y, X) edit

The continuous dual space of   is   (in the exact same way as was described for the weak topology). Moreover, the Mackey topology is the finest locally convex topology on   for which this is true, which is what makes this topology important.

Since in general, the convex balanced hull of a  -compact subset of   need not be  -compact,[3] the Mackey topology may be strictly coarser than the topology   Since every  -compact set is  -bounded, the Mackey topology is coarser than the strong topology  [3]

Strong topology 𝛽(Y, X) edit

A neighborhood basis (not just a subbasis) at the origin for the   topology is:[3]

 

The strong topology   is finer than the Mackey topology.[3]

Polar topologies and topological vector spaces edit

Throughout this section,   will be a topological vector space (TVS) with continuous dual space   and   will be the canonical pairing, where by definition   The vector space   always distinguishes/separates the points of   but   may fail to distinguishes the points of   (this necessarily happens if, for instance,   is not Hausdorff), in which case the pairing   is not a dual pair. By the Hahn–Banach theorem, if   is a Hausdorff locally convex space then   separates points of   and thus   forms a dual pair.

Properties edit

  • If   covers   then the canonical map from   into   is well-defined. That is, for all   the evaluation functional on   meaning the map   is continuous on  
    • If in addition   separates points on   then the canonical map of   into   is an injection.
  • Suppose that   is a continuous linear and that   and   are collections of bounded subsets of   and   respectively, that each satisfy axioms   and   Then the transpose of     is continuous if for every   there is some   such that  [6]
    • In particular, the transpose of   is continuous if   carries the   (respectively,      ) topology and   carry any topology stronger than the   topology (respectively,      ).
  • If   is a locally convex Hausdorff TVS over the field   and   is a collection of bounded subsets of   that satisfies axioms   and   then the bilinear map   defined by   is continuous if and only if   is normable and the  -topology on   is the strong dual topology  
  • Suppose that   is a Fréchet space and   is a collection of bounded subsets of   that satisfies axioms   and   If   contains all compact subsets of   then   is complete.

Polar topologies on the continuous dual space edit

Throughout,   will be a TVS over the field   with continuous dual space   and   and   will be associated with the canonical pairing. The table below defines many of the most common polar topologies on  

Notation: If   denotes a polar topology then   endowed with this topology will be denoted by   (e.g. if   then   and   so that   denotes   with endowed with  ).
If in addition,   then this TVS may be denoted by   (for example,  ).
 
("topology of uniform convergence on ...")
Notation Name ("topology of...") Alternative name
finite subsets of  
(or  -closed disked hulls of finite subsets of  )
 
 
pointwise/simple convergence weak/weak* topology
compact convex subsets   compact convex convergence
compact subsets
(or balanced compact subsets)
  compact convergence
 -compact disks   Mackey topology
precompact/totally bounded subsets
(or balanced precompact subsets)
precompact convergence
complete and bounded disks convex balanced complete bounded convergence
infracomplete and bounded disks convex balanced infracomplete bounded convergence
bounded subsets  
 
bounded convergence strong topology
 -compact disks in     Mackey topology

The reason why some of the above collections (in the same row) induce the same polar topologies is due to some basic results. A closed subset of a complete TVS is complete and that a complete subset of a Hausdorff and complete TVS is closed.[7] Furthermore, in every TVS, compact subsets are complete[7] and the balanced hull of a compact (resp. totally bounded) subset is again compact (resp. totally bounded).[8] Also, a Banach space can be complete without being weakly complete.

If   is bounded then   is absorbing in   (note that being absorbing is a necessary condition for   to be a neighborhood of the origin in any TVS topology on  ).[2] If   is a locally convex space and   is absorbing in   then   is bounded in   Moreover, a subset   is weakly bounded if and only if   is absorbing in   For this reason, it is common to restrict attention to families of bounded subsets of  

Weak/weak* topology σ(X', X) edit

The   topology has the following properties:

  • Banach–Alaoglu theorem: Every equicontinuous subset of   is relatively compact for  [9]
    • it follows that the  -closure of the convex balanced hull of an equicontinuous subset of   is equicontinuous and  -compact.
  • Theorem (S. Banach): Suppose that   and   are Fréchet spaces or that they are duals of reflexive Fréchet spaces and that   is a continuous linear map. Then   is surjective if and only if the transpose of     is one-to-one and the image of   is weakly closed in  
  • Suppose that   and   are Fréchet spaces,   is a Hausdorff locally convex space and that   is a separately-continuous bilinear map. Then   is continuous.
    • In particular, any separately continuous bilinear maps from the product of two duals of reflexive Fréchet spaces into a third one is continuous.
  •   is normable if and only if   is finite-dimensional.
  • When   is infinite-dimensional the   topology on   is strictly coarser than the strong dual topology  
  • Suppose that   is a locally convex Hausdorff space and that   is its completion. If   then   is strictly finer than  
  • Any equicontinuous subset in the dual of a separable Hausdorff locally convex vector space is metrizable in the   topology.
  • If   is locally convex then a subset   is  -bounded if and only if there exists a barrel   in   such that  [3]

Compact-convex convergence γ(X', X) edit

If   is a Fréchet space then the topologies  

Compact convergence c(X', X) edit

If   is a Fréchet space or a LF-space then   is complete.

Suppose that   is a metrizable topological vector space and that   If the intersection of   with every equicontinuous subset of   is weakly-open, then   is open in  

Precompact convergence edit

Banach–Alaoglu theorem: An equicontinuous subset   has compact closure in the topology of uniform convergence on precompact sets. Furthermore, this topology on   coincides with the   topology.

Mackey topology τ(X', X) edit

By letting   be the set of all convex balanced weakly compact subsets of     will have the Mackey topology on   or the topology of uniform convergence on convex balanced weakly compact sets, which is denoted by   and   with this topology is denoted by  

Strong dual topology b(X', X) edit

Due to the importance of this topology, the continuous dual space of   is commonly denoted simply by   Consequently,  

The  topology has the following properties:

  • If   is locally convex, then this topology is finer than all other  -topologies on   when considering only  's whose sets are subsets of  
  • If   is a bornological space (e.g. metrizable or LF-space) then  is complete.
  • If   is a normed space then the strong dual topology on   may be defined by the norm   where  [10]
  • If   is a LF-space that is the inductive limit of the sequence of space   (for  ) then   is a Fréchet space if and only if all   are normable.
  • If   is a Montel space then
    •   has the Heine–Borel property (i.e. every closed and bounded subset of   is compact in  )
    • On bounded subsets of   the strong and weak topologies coincide (and hence so do all other topologies finer than   and coarser than  ).
    • Every weakly convergent sequence in   is strongly convergent.

Mackey topology τ(X, X'') edit

By letting   be the set of all convex balanced weakly compact subsets of   will have the Mackey topology on   induced by   or the topology of uniform convergence on convex balanced weakly compact subsets of  , which is denoted by   and   with this topology is denoted by  

  • This topology is finer than   and hence finer than  

Polar topologies induced by subsets of the continuous dual space edit

Throughout,   will be a TVS over the field   with continuous dual space   and the canonical pairing will be associated with   and   The table below defines many of the most common polar topologies on  

Notation: If   denotes a polar topology on   then   endowed with this topology will be denoted by   or   (e.g. for   we'd have   so that   and   both denote   with endowed with  ).
 
("topology of uniform convergence on ...")
Notation Name ("topology of...") Alternative name
finite subsets of  
(or  -closed disked hulls of finite subsets of  )
 
 
pointwise/simple convergence weak topology
equicontinuous subsets
(or equicontinuous disks)
(or weak-* compact equicontinuous disks)
  equicontinuous convergence
weak-* compact disks   Mackey topology
weak-* compact convex subsets   compact convex convergence
weak-* compact subsets
(or balanced weak-* compact subsets)
  compact convergence
weak-* bounded subsets  
 
bounded convergence strong topology

The closure of an equicontinuous subset of   is weak-* compact and equicontinuous and furthermore, the convex balanced hull of an equicontinuous subset is equicontinuous.

Weak topology 𝜎(X, X') edit

Suppose that   and   are Hausdorff locally convex spaces with   metrizable and that   is a linear map. Then   is continuous if and only if   is continuous. That is,   is continuous when   and   carry their given topologies if and only if   is continuous when   and   carry their weak topologies.

Convergence on equicontinuous sets 𝜀(X, X') edit

If   was the set of all convex balanced weakly compact equicontinuous subsets of   then the same topology would have been induced.

If   is locally convex and Hausdorff then  's given topology (i.e. the topology that   started with) is exactly   That is, for   Hausdorff and locally convex, if   then   is equicontinuous if and only if   is equicontinuous and furthermore, for any     is a neighborhood of the origin if and only if   is equicontinuous.

Importantly, a set of continuous linear functionals   on a TVS   is equicontinuous if and only if it is contained in the polar of some neighborhood   of the origin in   (i.e.  ). Since a TVS's topology is completely determined by the open neighborhoods of the origin, this means that via operation of taking the polar of a set, the collection of equicontinuous subsets of   "encode" all information about  's topology (i.e. distinct TVS topologies on   produce distinct collections of equicontinuous subsets, and given any such collection one may recover the TVS original topology by taking the polars of sets in the collection). Thus uniform convergence on the collection of equicontinuous subsets is essentially "convergence on the topology of  ".

Mackey topology τ(X, X') edit

Suppose that   is a locally convex Hausdorff space. If   is metrizable or barrelled then  's original topology is identical to the Mackey topology  [11]

Topologies compatible with pairings edit

Let   be a vector space and let   be a vector subspace of the algebraic dual of   that separates points on   If   is any other locally convex Hausdorff topological vector space topology on   then   is compatible with duality between   and   if when   is equipped with   then it has   as its continuous dual space. If   is given the weak topology   then   is a Hausdorff locally convex topological vector space (TVS) and   is compatible with duality between   and   (i.e.  ). The question arises: what are all of the locally convex Hausdorff TVS topologies that can be placed on   that are compatible with duality between   and  ? The answer to this question is called the Mackey–Arens theorem.

See also edit

References edit

  1. ^ Trèves 2006, p. 195.
  2. ^ a b c Trèves 2006, pp. 195–201.
  3. ^ a b c d e f g h i j k l m n o p q r Narici & Beckenstein 2011, pp. 225–273.
  4. ^ Robertson & Robertson 1964, III.2
  5. ^ Schaefer & Wolff 1999, p. 80.
  6. ^ Trèves 2006, pp. 199–200.
  7. ^ a b Narici & Beckenstein 2011, pp. 47–66.
  8. ^ Narici & Beckenstein 2011, pp. 67–113.
  9. ^ Schaefer & Wolff 1999, p. 85.
  10. ^ Trèves 2006, p. 198.
  11. ^ Trèves 2006, pp. 433.
  • Narici, Lawrence; Beckenstein, Edward (2011). Topological Vector Spaces. Pure and applied mathematics (Second ed.). Boca Raton, FL: CRC Press. ISBN 978-1584888666. OCLC 144216834.
  • Robertson, A.P.; Robertson, W. (1964). Topological vector spaces. Cambridge University Press.
  • Schaefer, Helmut H.; Wolff, Manfred P. (1999). Topological Vector Spaces. GTM. Vol. 8 (Second ed.). New York, NY: Springer New York Imprint Springer. ISBN 978-1-4612-7155-0. OCLC 840278135.
  • Trèves, François (2006) [1967]. Topological Vector Spaces, Distributions and Kernels. Mineola, N.Y.: Dover Publications. ISBN 978-0-486-45352-1. OCLC 853623322.